Seamless KYC & Compliance Automation

Regulatory compliance is a critical component of operating your brokerage. TradeCore’s Seamless KYC & Compliance Automation simplifies and accelerates the onboarding process while ensuring adherence to global regulatory standards. With automated identity verification, risk monitoring, and compliance reporting, you can reduce administrative overhead and onboard clients quickly without compromising security or regulatory requirements.
This fully integrated system eliminates manual processing, enhances fraud prevention, and ensures that all clients meet the necessary compliance standards before they begin trading.

Key Capabilities:

Automated Identity Verification

TradeCore connects you with leading KYC providers to automatically verify trader identities through document validation, biometric recognition, and real-time background checks

Jurisdiction-Specific Compliance Workflows

Customize KYC requirements based on regional regulations, ensuring compliance with international standards such as AML (Anti-Money Laundering), MiFID II, GDPR, and other financial directives.

Dynamic Risk Scoring

Assign automated risk profiles based on client behavior, funding sources, geographic location, and trading activity to identify potential compliance risks early.

Secure Document Upload & Verification

Clients can upload identification documents, proof of address, and other necessary paperwork directly through the client portal, with automated validation reducing the need for manual intervention.

Regulatory Reporting & Audit Trail

Generate detailed compliance reports for regulatory bodies, internal audits, and risk assessment purposes, ensuring all client data is accurately documented and easily accessible.

Automated Approval & Rejection Workflows

Accelerate the client onboarding process by enabling instant approvals for low-risk clients and automatic review flags for cases requiring manual oversight.

Two-Factor Authentication (2FA) & Security Measures

Enhance account security with built-in two-factor authentication and encrypted document storage, reducing the risk of identity fraud.

By integrating KYC and compliance directly into the onboarding workflow, TradeCore ensures that you meet regulatory requirements without unnecessary delays or manual processing. The result is a faster, more efficient onboarding process that enhances security, reduces fraud risks, and ensures compliance with global financial regulations.